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2008 Deal of the Year

2007 Deal of the Year


2006 Deal of the Year

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Wall Street Organization, is not, nor does it purport to be a member of the National Association of Securities Dealers (NASD).


Stephen M. Cole, Founder and CEO

Stephen M. Cole has been in the securities industry since 1969, having been a top global sales producer for an internationally recognized mutual fund. He has orchestrated and overseen the packaging of a multitude of private placements and public offerings. Mr. Cole's expertise includes deal structure, coordination and interface with securities counsel and CPAs, initiation and complete production of all collateral sales materials along with the establishment of significant NASD broker/dealer retail support.

With more than three decades of "in-the-trenches" securities wholesaling experience, Mr. Cole has represented numerous issuers and conducted business with innumerable wire-houses, regional and boutique NASD member firms in addition to his developing The Wall Street Organization's vast database of Accredited Investors. He has been a NASD licensed Registered Representative, a member of both the National Association of Financial Wholesalers (NAFW) and the International Association of Financial Planners (IAFP).

Mr. Cole is also the recipient of Hollywood, California’s Film Advisory Board’s “Award of Excellence” and The Academy of Science Fiction and Fantasy and Horror Films “Golden Scroll Award”, for the advancement of computer animation and laser processes to the Motion Picture Industry. He has also served as past President of Roosevelt University’s Chapter of The Alpha Delta Sigma Honorary Society of the American Advertising Federation and also received his B.S.B.A. from Roosevelt University in Chicago, Illinois.

Today, Mr. Cole and THE WALL STREET ORGANIZATION continues to develop and enjoy strategic working relationships and support through their network in the securities and related industries including

• National Association of Securities Dealers (NASD - Boutique, Regional and Wirehouse)
• NASD Regional and National Broker Dealer Networks
• National and International Investment Banks
• Regional, National and International Stock Exchanges
• Proprietary databases of Accredited Investors
• SEC attorneys (for legal documents to meet SEC requirements)
• CPA GAAP standards preparation of Financial Statements and Auditing
• Financial Public Relations Companies, (Regional and National)
• Electronic Graphic Designers, Financial and Commercial Website Development and Hosting
• Newswire Services
• Direct Mail Lead Generators
• Stock Transfer Agents

 

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